What is client-level fund segregation and monitoring? 

The practise of separating and monitoring the funds of specific clients in order to make sure that each client’s assets are managed in a way that is compatible with their investment goals and strategies is known as “client-level fund segregation and monitoring.” This is a crucial procedure in the financial sector, especially when it comes to trading and investing, since it ensures that each client’s funds are safeguarded and managed in accordance with their unique needs.

The term “segregation of funds” refers to the practise of keeping each client’s funds apart from those of other clients and out of the same account as those of the stock broker, investment company, or other clients. This makes it possible to correctly analyse and evaluate each client’s investment performance as well as to verify that their assets are properly accounted for.

The continual process of tracking the performance and condition of each client’s funds and making adjustments as necessary to ensure that the funds are being managed in a way that is consistent with the client’s investment goals and strategies is known as “monitoring of funds at the client level.” This may entail providing clients with frequent reports and evaluating the performance of each client’s investments using a variety of methods and indicators.